AV Research and Development (R&D) Partnership Fund - Stream 2
A. Program Overview
The AV R&D Partnership Fund (Stream 2) will support industry-led projects with up to $1,000,000 in funding to be used towards the development and demonstration of technologies in the Connected and Autonomous Vehicle (C/AV) sector. Collaborative projects must be between two or more companies or between a company and another strategic partner such as a municipality, if applicable. Additional collaborators on the projects are allowable.
Along with R&D and technology demonstration activities, OCE may also cover partial expenses for qualified Interns or Fellows to contribute to the project.
Projects funded through the AV Research and Development (R&D) Partnership Fund Stream 2 are meant to enable the demonstration of actual products that can include a pilot, a technology that has the ability to be showcased at events, in the field, on the road, and/or customer sites. Projects should focus on product, prototype, and technology development and demonstration. For clarity, funding will be for collaborative development, prototyping and validation projects at technology readiness level 3-7. Projects that receive Stream 2 funding must carry out a demonstration. Significant accomplishments related to the project must be shared with the wider community through showcase events and media communications.
OCE hosted a partnering forum to bring together potential collaborators for the AV R&D Partnership Fund. The forum took place on November 28, 2017.
B. How Funding Works
OCE may support up to 50 per cent of eligible collaborative R&D and technology demonstration project expenditures to a maximum of $1,000,000, and the industry participant(s) must support at least 50 per cent of the eligible collaborative R&D and technology demonstration project costs. OCE may also cover partial expenses for qualified Interns or Fellows to contribute to the project.
The number of funded projects will be dependent upon demand. All projects must be completed within a 24 month period.
Note: In all circumstances, government funding of total project costs will not exceed 75 per cent. Government funding includes OCE and other Canadian government sources (federal, provincial and municipal) and Canadian Scientific Research and Experimental Development (SR&ED) credits generated from Project activities.
If an Internship and/or Fellowship is also being requested as part of the project, additional matching funds – supplementary to R&D funding, must be provided by the applicant/partner(s):
- Interns must be an undergraduate (current final year), recent undergraduate (graduated within the previous 3 years) or graduate (current Masters or PhD, or recent Masters graduate within the previous 3 years) students from an Ontario college or university
- Internships can be four, eight, or 12 months in duration
- Each four-month Internship is valued at $20,000 ($10,000 from OCE, and $10,000 matching applicant/partner contributions, of which $5,000 must be cash towards the Intern salary)
- Interns must receive a minimum compensation of $15,000 per four-month internship period
- Fellows must be a post-doctoral Fellow at an Ontario university
- Fellowships can be up to 12 months in duration
- Each 12-month Fellowship is valued at $85,000 ($32,500 from OCE, and $50,000 matching applicant/partner contributions, of which $25,000 must be cash towards the Fellow salary)
- Fellows must receive a minimum compensation of $60,000.
For more information on Internships and/or Fellowships, please refer to the AVIN TalentEdge Internships and Fellowships guidelines.
Note: If requesting an Intern and/or Fellow in the R&D application, please ensure the budget table reflects both the R&D and Internship/Fellowship financial requirements.
Flow of Funds
Successful applicants and their partner(s) must execute OCE’s Funding Agreement within 30 days of notification of award. An executable copy of the agreement, including Schedules, will be generated through OCE’s online system and sent to successful applicants and their partners upon project approval only.
|Payment Terms |
|Greater than $100 000 |
Up to 25 per cent upfront; subsequent payments are based on submission of claims
|Less than $50 000 |
Internship: 85 per cent initial payment; 15 per cent final payment.
Fellowship: 90 per cent initial payment; 10 per cent final payment.
Other Programs – up to 25 per cent upfront; subsequent payments are based on submission of claims
- For both models, claims can be made when submitting interim report(s), and the final report, required at the end of the project. More information on reporting can be found in section E. Project Reporting and Claims Requirements.
- As funding will be released directly to the Lead Industry Applicant, the Lead Industry Applicant will be responsible for reimbursing the other partner(s), if necessary.
- Academic Overhead is not an eligible expense for this OCE program.
- Collaborative projects must be between two or more companies or between a company and another strategic partner such as a municipality, if applicable.
- Funded projects will require the lead applicant to have operations in Ontario and conduct the project R&D and technology demonstration work in Ontario
- Projects can be up to 24 months in duration
- Typical project activities include: technology development, demonstration, product validation, testing etc.
- This program is not intended for research to prove feasibility or basic technology research
- Eligible project areas include development and demonstration of one or more enhancement(s) to either vehicles or the surrounding transportation systems and infrastructure, related to: commercially ready technologies for application in mass light vehicles (e.g., cars, trucks and vans), heavy duty vehicles (including commercial vehicles, trucks, buses, RVs and others used for goods movement), transportation infrastructure, intelligent transportation systems ("ITS"), and transit-supportive systems and vehicles
- Eligible projects must include demonstration of actual products that can include a pilot or a technology that has the ability to be showcased at events, at the Demonstration Zone in Stratford, Ontario, on the road, and/or at customer sites
- Participants are encouraged to demonstrate close collaboration and the proposed project should be scalable with a high potential for commercialization
- Proposed demonstrations must aim to provide a competitive advantage or other significant benefit
- Applicants and partners must provide project metrics and progress reports to OCE
- A company may only be a lead applicant on one AVIN Stream 1 or Stream 2 project at a time – they may be a project partner on multiple projects Limits may be placed on the number of Stream 2 projects in each respective year
- Applicant companies must be small- and medium-sized enterprises (generally defined as less than 500 full-time employees)
- Applicant companies must be for-profit and have operations in Ontario.
- Applicant companies must aim to commercialize, demonstrate and/or implement the results of the project in Ontario and for the benefit of Ontario
- Applicant companies must be innovation-driven businesses developing products or services addressing industry challenges
- Applicant companies must have sound business plans and secure financial backing
- Applicant companies must be in good financial and reporting standing with OCE
Eligible partnerships may be between two or more companies or between a company and another strategic partner such as a post-secondary institution or municipality, if applicable.
- Industry partner(s) must have a presence in Ontario and the operations in Ontario must be expected to commercialize, demonstrate and/or implement the results of the project.
- Industry partner(s) must be a company with sound business plans and secure financial backing
- Industry partner(s) must be an innovation-driven business developing products or services addressing industry challenges
- Industry partner(s) must be in good financial and reporting standing with OCE. OCE reserves the right to limit further applications from companies with additional submitted or active OCE projects.
- Academic Partner must be a principal investigator at an Ontario-accredited post-secondary institution (college or university). For college projects, the applicant must be a representative of the college applied research office, with the primary researchers included as team members. The applicant must have an arms-length relationship with the industry partner.
- Municipalities in Ontario.
- The AV R&D Partnership Fund encourages public-private partnerships as well as partnerships between small, medium, and large firms
- Intellectual Property (IP) arising from the project will be managed by the project participants as OCE does not claim or manage IP rights
- Partners should represent a significant potential commercial partner / strategic client for the led industry applicant
- The applicant and partner must have an arm’s-length business relationship
- Awardees must agree to cooperate with OCE in the development of case studies
- OCE-funded activities must be performed within Ontario, unless prior written approval has been obtained from OCE
- OCE will reimburse expenses incurred after the approval date. In cases where an application is approved and not activated, expenses are incurred at the risk of the applicant
- Applicants must refer to the Eligible Expenses Guide for full details
D. Evaluation and Project Activation
The AV R&D Partnership Fund is a discretionary, non-entitlement program with limited funding. OCE will fund qualified projects with potential for the greatest economic benefits and contribution to transportation advancements to Ontario. Not all eligible applications can be funded.
This is a two-step application process. All EOIs will be reviewed by the EOI Review Committee. A limited number of EOIs will be invited to submit a Full Application.
All Full Applications are assessed on their merit and undergo a review process where the applications are assessed against program objectives and evaluation criteria.
Applications are internally reviewed for eligibility, completeness and financial compliance, prior to evaluation by independent external reviewers with domain and sector expertise that will form OCE’s External Review Panel (ERP).
Initial online assessments will be done by members of OCE’s External Review Panel (ERP) where the project will be assessed against program objectives and assessment criteria. External reviewers will complete Non-Disclosure Agreements prior to the review of the applications. Only those applications that achieve the required scoring threshold will be invited to proceed to the next stage of review.
If recommended to proceed by OCE’s External Review Panel, the application will go forward to the External Review Panel (ERP) meeting stage, when a company presentation is to be given in-person or via video conference. The ERP will review the submitted applications and presentation, including feedback from the presenters, and make funding recommendations to OCE.
The final funding decision rests with OCE, through its Internal Review Panel (IRP), which is comprised of senior OCE staff.
Successful Applicants will be notified by OCE and provided an outline of conditions and additional information necessary to activate the project.
Applicants who are not selected for receipt of funding will receive email notification outlining the outcome. An opportunity for Applicants to discuss the decision with their OCE Business Development Manager will be offered.
Applications will be evaluated on the basis of program objectives as well as assessment criteria which include but are not limited to:
- Clarity of the company challenge, significance of the opportunity, expected economic benefit to the company and Ontario (e.g. new revenues, job creation/retention, productivity improvements) and potential benefit/contribution to Ontario’s transportation ecosystem (e.g. infrastructure, systems and vehicles).
- Ability of the innovation to address the company challenge, technical merit and novelty
- Expertise and experience of the team members, clarity of roles and responsibilities, and evidence of collaboration
- Clarity, feasibility and appropriateness of the project plan and budget
- Evidence of next steps, and clear strategy and capacity to bring the results to market and/or implement at the company
- Overall quality and completeness of the application
Preference will be given to projects that demonstrate the following:
- Development and demonstration of one or more enhancement(s) to either vehicles or the surrounding transportation systems and infrastructure, related to: commercially ready technologies for application in mass light vehicles (e.g., cars, trucks and vans), heavy duty vehicles (including commercial vehicles, trucks, buses, RVs and others used for goods movement), transportation infrastructure, intelligent transportation systems ("ITS"), and transit-supportive systems and vehicles.
- Demonstration of actual showcased at events, at the Demonstration Zone in Stratford, Ontario, on the road, and/or at customer sites
Projects that are outside of the scope of the program may be referred to partner programs as appropriate.
Upon approval, the applicant and co-applicants must execute an OCE funding agreement, including a completed Schedule D, Intellectual Property Term Sheet, and Data Sharing and Reporting Requirements, within 30 days of approval of the award. A non-executable copy of the Funding Agreement, without Schedules, can be downloaded (subject to change) for your reference. Please do not fill out this form; a copy of the executable agreement with Schedules will be generated through our online management system and sent to you upon approval of your project.
E. Project Reporting and Claims Requirements
A major component of the AVIN Project will be the generation and analysis of data and information to support Ontario’s CV/AV ecosystem (e.g. governments, broader public sector organizations, industry, academia, transportation authorities, etc.).
|The AVIN Project will not be collecting, analysing or otherwise handling and disseminating data and information considered by industry partners and participants to be proprietary. OCE will work with industry partners and program participants to ensure that the collection of information reflects specific project design or business needs, and supports the interests of industry partners and program participants. |
Interim Progress and Claims Report(s)
Interim report(s), including progress, project metrics, proof of expenditures, financial attestation, and a request for reimbursement must be submitted quarterly per fiscal year.
Copies of detailed reporting instructions will be sent to successful Clients at the time of contracting. The report must be received and approved by OCE prior to release of funds for eligible claims.
Note: Applicants MUST retain all proof of purchases, receipts, and other relevant documentation relating to eligible expenses. These should be included in the Interim Progress and Claim Report.
Final Results and Claim Report
A final report, including progress, project metrics, proof of expenditures, financial attestation, and a request for reimbursement, will be required at the end of the project. Forty-five days prior to the scheduled completion date, the Client will receive an email notification of the project end date from the AccessOCE system, with a link to the Final Progress and Claim Report should the Client wish to begin entering data.
- If a project extension is required, the Client MUST request it using the Project Administration tab in their AccessOCE project file. Extension requests must be made before the project end date.
- On the scheduled project completion date, the Client will receive another notification and a link to complete the Final Project Progress and Claim Report from OCE’s AccessOCE system.
- All required final reports by all Clients must be submitted within 30 days of project completion in order to be reimbursed for eligible expenses and maintain good financial standing with OCE.
- If early reporting is required, the Client MAY request it by emailing OCE Project Administration at email@example.com.
If the project continues past a fiscal year end (March 31), the applicant will be required to complete an annual metrics survey each April, for the part of the project that has been completed since the previous March 31. This annual report is mandatory for OCE to fulfil its contract with its funders. Required metrics reports from all applicants must be submitted in order to maintain good financial standing with OCE.
Retrospective Project Reports
Applicants will be required to complete a brief retrospective survey on an annual basis three years from the end date of the project. The retrospective survey is mandatory for OCE to fulfil its contract with the Ministry.
Project Change Requests
For any variances to the OCE budget of $5000 or greater, or extensions to the project end date, the applicant must complete a Project Change Request form prior to the project end date, using the Project Administration tab in their AccessOCE project file.
F. How to Apply
Stream 2 of the AV R&D Partnership program contains two stages: an Expression of Interest (EOI) and a Full Application.
To begin the EOI submission process, please complete a client intake form. An OCE Business Development Manager (BD) will contact you to discuss the opportunity and assist you with developing your EOI. Your OCE BD will also maintain oversight responsibility for the OCE components of any approved project.
EOIs must be submitted to OCE through AccessOCE, OCE’s online application system, A limited number of EOIs will be invited to proceed to submit a Full Application. A sample EOI form can be viewed for informational purposes only.
Applicants whose EOI are selected by the EOI Review Committee will be invited to submit a Full Application to OCE. Full applications must be submitted to OCE through AccessOCE, OCE’s online application system by the Full Application Intake date.
Prior to submission, applicants must first request their BD to provide an endorsement of the application for eligibility and suitability. Once the endorsement is provided, the applicant or BD will then be able to submit the application.
A sample Full Application form can be viewed for informational purposes only.
Expected timelines for these processes and decision-making are outlined in section G. Timelines.
|Activity ||Date |
|Program Launch ||November 8, 2017 |
|Round 1 EOI Intake ||January 4, 2018 |
|Round 1 EOI Results and Invitation for Full Application ||January 28, 2018 |
|Round 1 Full Application Intake ||February 22, 2018 |
|Round 1 Full Application Review Meeting ||March 28, 2018 |
Note: Program intakes are on-going until December 31, 2021, or when all funds are committed. The timelines above will be updated following each round.
Please review OCE's Program FAQ.
For inquiries related to application initiation, please contact:
Ron Van Holst
Director, Business Development, Transformative Technologies
Tel: 416.861.1092 x 1021
For eligibility, contracting and funding disbursement inquiries, please contact:
Manager, Automotive and Mobility Portfolio
Tel: 416.861.1092 x9-1097
Manager, Automotive and Mobility Portfolio
(416) 861 1092 x1079
For general inquiries about the online application system and application form, please contact:
Application Support Team
Tel: 416.861.1092 x2400
Please review OCE's Program FAQ.